Ffiec manual record retention

BSA/AML Examination Manual. BSA/AML Examination Manual Section List and Download Options. To view specific sections of the manual, select within the left column. The "Online" link under "View" allows you to see the selected section online. By selecting "PDF" under "Download" you can print or save the individual selection section. Recordkeeping and Retention Requirements. A bank must establish recordkeeping procedures for beneficial ownership identification and verification information. At a minimum, the bank must maintain any identifying information obtained, including without limitation the certification (if obtained), for a period of five years. Appendix P: BSA Record Retention Requirements FFIEC BSA/AML Examination Manual P–3 2/27/V2 If the purchaser does not have a deposit account with the bank, this record shall contain: • Name of purchaser. • Address of purchasers. • Social security number of purchaser or alien identification number. • Date of birth of purchaser.

BSA/AML Examination Manual. BSA/AML Examination Manual Section List and Download Options. To view specific sections of the manual, select within the left column. The "Online" link under "View" allows you to see the selected section online. By selecting "PDF" under "Download" you can print or save the individual selection section. Record Retention and Supporting Documentation Banks must retain copies of SARs and supporting documentation for five years from the date of filing the SAR. The bank can retain copies in paper or electronic format. FFIEC Home Page. Welcome to the Federal Financial Institutions Examination Council's (FFIEC) Web Site. FFIEC Council. The Council is a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions by the Board of Governors of the Federal Reserve System (FRB.

Council (FFIEC)'s Bank Secrecy Act/Anti-Money Laundering Examination Manual (FFIEC BSA/AML Examination. Manual) - June ]. 23 de jun. de FFIEC BSA/AML Examination Manual 31 CFR – “Nature of Records and Retention Period”. S record-retention requirement. 11 de mai. de in implementing BSA regulations by developing examination guidance, for ease in drafting joint statements from the FFIEC Agencies.